Pension Management

We work with all types of plans including 401(k), pension, profit sharing, self-directed 401(k). 

The Investment Policy outlines the plan's/individual's needs and goals, and outlines the process for selecting and monitoring the investments within the plan.

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We assist plan sponsors/individuals in constructing appropriate asset allocation models. We will then review various ETFs/mutual funds to determine which investments are appropriate to implement the client's IPS.

We monitor individual client investments periodically, based on the procedures and timing intervals delineated in the Investment Policy Statement. Although our firm is not involved in any way in the purchase or sale of these investments, we supervise the client's portfolio and will make recommendations to the client as market factors and the client's needs dictate.

We offer educational support and investment workshops designed for the plan participants. The nature of the topics to be covered will be determined by us and the client under the guidelines established in ERISA Section 404(c). The educational support and investment workshops will NOT provide plan participants with individualized, tailored investment advice or individualized, tailored asset allocation recommendations.